Is a SDBA Right for You?

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WHAT YOU SHOULD KNOW

  • The Self-Directed Brokerage Account (SDBA) is for employees who want flexibility to invest in a variety of options and have access to choices beyond those available in a traditional 401(k), 403(b) or 457 account.

TOP 25 ENERGY COMPANY 401(k) PLANS OFFERING A SDBA*

  • Shell Provident Fund
  • Duke Energy Retirement Savings Plan
  • FirstEnergy Corp. Savings Plan
  • Marathon Petroleum Thrift Plan
  • EFH Thrift Plan
  • Marathon Oil Company Thrift Plan
  • Energy Transfer Partners Gp, L.P. 401K Plan
  • The Williams Investment Plus Plan
  • Devon Energy Corporation Incentive Savings Plan
  • Transocean U.S. Savings Plan
  • Apache Corporation 401k Savings Plan
  • Chesapeake Energy Corporation Savings and Incentive Stock Bonus Plan
  • Noble Energy, Inc. 401k Plan
  • WPX Energy Savings Plan
  • Newfield Exploration Company 401k Plan
  • Affiliated Thrift Plan
  • Archrock 401K Plan
  • Statoil North America Inc. 401k Retirement Plan
  • Strategic Petroleum Reserve Retirement and Savings Plan
  • Seventy Seven Energy Inc. Retirement & Savings Plan
  • ENI US Operating Co. Inc. Savings and Investment Plan
  • Parker Drilling Company 401k Retirement Savings Plan
  • Continental Resources, Inc. 401k Plan
  • Georg Fischer Savings Tax-Advantaged Retirement Plan
  • The Knight Companies Profit Sharing 401k Plan

*Source: Brightscope.com, ranked by plan assets as of 8.1.2017

BASIC COMPANY 401(k)

  • Access to pre-selected investment options chosen by the company
  • Limited or no access to personalized advice
  • Limited or no access to third party active management
  • No stoploss protection

SDBA WITH Stoploss PROTECTION

  • Proactive asset management
  • Stoploss protection with a mathematical, non-emotional indicator which signals when to enter and exit the market
  • Choose from a proprietary selection of mutual funds designed for all investment strategies

Energy Companies

  • Schlumberger
    Shell
    Exxon
    Noy
  • BP
    Chevron
    Marathon
    Energy Transfer
  • Halliburton
     
     
     

DISCLOSURES

Check the background of your financial professional on FINRA's BrokerCheck.

Securities offered through First Allied Securities, Inc., a Registered Broker/Dealer. Member FINRA ⁄SIPC.

Advisory services offered through First Allied Advisory Services, Inc. and Robertson Wealth Management, both Registered Investment Advisers. Robertson Wealth Management is not affiliated with First Allied Securities and/or First Allied Advisory Services.

This site has been published in the United States for resident of the United States. Persons mentioned in this site may only transact business in states in which they have been properly registered or are exempt from registration.


Privacy Policy

Effective Date: Nov 30, 2010

At Robertson Wealth Management, we respect your personal financial privacy. We realize that you have entrusted us with private personal financial information, and it is important to us that you know our policy concerning what we do with that information.

We collect personal financial information about you from the following sources:

  • Information you provide us in investment advisory agreements, brokerage account applications, and other documents you complete in connection with the opening and maintenance of your accounts with us; and
  • Information you provide us orally; and
  • Information we receive from third parties, such as brokerage firms, about your transactions with us or with others.

We do not disclose any nonpublic personal financial information about you to anyone, except in the following circumstances:

  • When required to execute transactions for your account or otherwise to provide services you have requested; or
  • When you have specifically authorized us to do so in writing; or
  • When permitted or required by law.

Within our firm, we restrict access to your personal financial information to the employees who need to know that information to provide services to you. To ensure security and confidentiality, we maintain physical, electronic, and procedural safeguards to protect your privacy.

If you decide to close your account(s) or become an inactive client, we will adhere to the privacy policies and practices described in this notice.

Client Signature: ____________________________________Date: ______________

Client Signature: ____________________________________Date: ______________

If you would like to download a copy of this Privacy Policy, click here.